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中华人民共和国技术进出口管理条例
Regulations on Technology Import and Export Administration of the People's Republic of China
第一章 总 则
Chapter I General Provisions
第一条 为了规范技术进出口管理，维护技术进出口秩序，促进国民经济和社会发展，根据《中华人民共和国对外贸易法》（以下简称对外贸易法）及其他有关法律的有关规定，制定本条例。
Article 1. These Regulations are hereby formulated in accordance with the Law of the People's Republic of China on Foreign Trade (hereinafter referred to as the Foreign Trade Law) and relevant provisions of other relevant laws with a view to regulating the administration of technology import and export, maintaining the order of technology import and export, and enhancing the national economic growth and social development.
第二条 本条例所称技术进出口，是指从中华人民共和国境外向中华人民共和国境内，或者从中华人民共和国境内向中华人民共和国境外，通过贸易、投资或者经济技术合作的方式转移技术的行为。
Article 2. The technology import and export as referred to in these Regulations means acts of transferring technology from outside the territory of the People's Republic of China into the territory of the People's Republic of China or visa versa by way of trade, investment, or economic and technical cooperation.
前款规定的行为包括专利权转让、专利申请权转让、专利实施许可、技术秘密转让、技术服务和其他方式的技术转移。
The acts mentioned in the preceding paragraph include assignment of the patent right, assignment of the patent application right, licensing for patent exploitation, assignment of technical secrets, technical services and transfer of technology by other means.
第三条 国家对技术进出口实行统一的管理制度，依法维护公平、自由的技术进出口秩序。
Article 3. The State adopts a uniform system for the administration of technology import and export, and maintains the order for fair and free technology import and export according to law.
第四条 技术进出口应当符合国家的产业政策、科技政策和社会发展政策，有利于促进我国科技进步和对外经济技术合作的发展，有利于维护我国经济技术权益。
Article 4. Import and export of technology shall be conducted in compliance with the national policy of industry, the policy of science and technology, and the policy for social development, and shall be conducive to promoting the scientific and technologic progress in China, enhancing the development of foreign economic and technical cooperation, and safeguarding the economic and technical rights and interests of the country.
第五条 国家准许技术的自由进出口；但是，法律、行政法规另有规定的除外。
Article 5. China permits free technology import and export, except that the laws and administrative regulations have otherwise provided for.
第六条 国务院对外经济贸易主管部门（以下简称国务院外经贸主管部门）依照对外贸易法和本条例的规定，负责全国的技术进出口管理工作。
Article 6. The competent department of foreign trade and economic cooperation under the State Council (hereinafter referred to as the competent foreign trade department under the State Council) is responsible for the national administration of technology import and export in accordance with the provisions of the Foreign Trade Law and these Regulations.
省、自治区、直辖市人民政府外经贸主管部门根据国务院外经贸主管部门的授权，负责本行政区域内的技术进出口管理工作。
The competent foreign trade departments under the People's Governments of the Provinces, Autonomous Regions and Municipalities under the Central Government shall, according to the authorization by the competent foreign trade department under the State Council, be responsible for the administration of technology import and export in their respective administrative region.
国务院有关部门按照国务院的规定，履行技术进出口项目的有关管理职责。
第二章 技术进口管理
Chapter II Administration of Technology Import
第七条 国家鼓励先进、适用的技术进口。
Article 7. The State encourages import of advanced and appropriate technology.
第八条 有对外贸易法第十六条、第十七条规定情形之一的技术，禁止或者限制进口。
Article 8. Import of any technology falling into the provisions of Articles 16 or 17 of the Foreign Trade Law shall be prohibited or restricted.
国务院外经贸主管部门会同国务院有关部门，制定、调整并公布禁止或者限制进口的技术目录。
The competent foreign trade department under the State Council shall, in conjunction with other relevant departments under the State Council, formulate, regulate and publish catalogues of technologies the import of which is prohibited or restricted.
第九条 属于禁止进口的技术，不得进口。
Article 9. Technologies prohibited from import shall not be imported.
第十条 属于限制进口的技术，实行许可证管理；未经许可，不得进口。
Article 10. Technologies restricted from import shall be subject to the license administration; any technology for which no license is granted shall not be imported.
第十一条 进口属于限制进口的技术，应当向国务院外经贸主管部门提出技术进口申请并附有关文件。
Article 11. In respect of import of a technology restricted from import, an application for technology import, together with relevant documents, shall be filed with the competent foreign trade department under the State Council.
技术进口项目需经有关部门批准的，还应当提交有关部门的批准文件。
Where a project of technology import needs to be approved by the relevant department, the documents of approval thereby shall also be submitted.
第十二条 国务院外经贸主管部门收到技术进口申请后，应当会同国务院有关部门对申请进行审查，并自收到申请之日起３０个工作日内作出批准或者不批准的决定。
Article 12. The competent foreign trade department under the State Council, upon receipt of an application for technology import, shall conduct an examination, in conjunction with relevant departments under the State Council, of the application, and make a decision on approval or disapproval within thirty working days from the date of receipt of the application.
第十三条 技术进口申请经批准的，由国务院外经贸主管部门发给技术进口许可意向书。
Article 13. Where an application for technology import is approved, the competent foreign trade department under the State Council shall issue an letter of intent for licensing the technology import.
进口经营者取得技术进口许可意向书后，可以对外签订技术进口合同。
After being granted the letter of intent for licensing the technology import, an import operator may sign a contract for technology import with its overseas counterpart.
第十四条 进口经营者签订技术进口合同后，应当向国务院外经贸主管部门提交技术进口合同副本及有关文件，申请技术进口许可证。
Article 14. After signing a contract for technology import, an import operator shall submit to the competent foreign trade department under the State Council a copy of the contract for technology import and relevant documents to apply for the technology import license.
国务院外经贸主管部门对技术进口合同的真实性进行审查，并自收到前款规定的文件之日起１０个工作日内，对技术进口作出许可或者不许可的决定。
The competent foreign trade department under the State Council examines the authenticity of the contract for technology import, and makes a decision, within ten working days from the date of receipt of the documents provided for in the preceding provision, on the approval or disapproval of the technology import.
第十五条 申请人依照本条例第十一条的规定向国务院外经贸主管部门提出技术进口申请时，可以一并提交已经签订的技术进口合同副本。
Article 15. An applicant, when applying to the competent foreign trade department under the State Council according to the provision of Article 11 of these Regulations for technology import, may submit a copy of the technology import contract concluded.
国务院外经贸主管部门应当依照本条例第十二条和第十四条的规定对申请及其技术进口合同的真实性一并进行审查，并自收到前款规定的文件之日起４０个工作日内，对技术进口作出许可或者不许可的决定。
The competent foreign trade department under the State Council shall, according to the provisions of Articles 12 and 14 of these Regulations, examine the authenticity of the application and the technology import contract, and decide, within forty working days from the date of receipt of the documents provided for in the preceding provision, on the approval or disapproval of the technology import.
第十六条 技术进口经许可的，由国务院外经贸主管部门颁发技术进口许可证。技术进口合同自技术进口许可证颁发之日起生效。
Article 16. Where the import of a technology is approved, the competent foreign trade department under the State Council issues the technology import license. The contract for technology import takes effect on the date of issuance of the technology import license.
第十七条 对属于自由进口的技术，实行合同登记管理。
Article 17. Technologies freely importable shall be subject to the contract registration system.
进口属于自由进口的技术，合同自依法成立时生效，不以登记为合同生效的条件。
A contract for importing a freely importable technology takes effect from the time when the contract is established according to law, without taking the registration thereof as a condition for the contract to be effective.
第十八条 进口属于自由进口的技术，应当向国务院外经贸主管部门办理登记，并提交下列文件：
Article 18. When a freely importable technology is to be imported, registration shall be made with the competent foreign trade department under the State Council, and the following documents submitted:
（一）技术进口合同登记申请书；
(1) an application for registration of the technology import contract;
（二）技术进口合同副本；
(2) a copy of the technology import contract; and
（三）签约双方法律地位的证明文件。
(3) any regulatory document certifying the legal status of the two parties to the contract.
第十九条 国务院外经贸主管部门应当自收到本条例第十八条规定的文件之日起３个工作日内，对技术进口合同进行登记，颁发技术进口合同登记证。
Article 19. The competent foreign trade department under the State Council shall register the technology import contract and issue the certificate of registration of the technology import contract within three working days from the date of receipt of the documents provided for in Article 18 of these Regulations.
第二十条 申请人凭技术进口许可证或者技术进口合同登记证，办理外汇、银行、税务、海关等相关手续。
Article 20. Applicants shall use the technology import license or certificate of registration of technology import contract to go through the foreign exchange, banking, taxation and customs formalities.
第二十一条 依照本条例的规定，经许可或者登记的技术进口合同，合同的主要内容发生变更的，应当重新办理许可或者登记手续。
Article 21. Where a technology import contract licensed or registered according to the provisions of these Regulations is changed in terms of the main contents thereof, the formalities shall be gone through once again for the license or registration thereof.
经许可或者登记的技术进口合同终止的，应当及时向国务院外经贸主管部门备案。
Any licensed or registered technology import contract which has terminated shall be submitted with the competent foreign trade department under the State Council for filing.
第二十二条 设立外商投资企业，外方以技术作为投资的，该技术的进口，应当按照外商投资企业设立审批的程序进行审查或者办理登记。
Article 22. Where an enterprise with foreign investment is set up in which the foreign party puts in a technology as its investment, the import of the technology shall be examined or registered in accordance with the procedure for examination and approval of the establishment of the enterprise with foreign investment.
第二十三条 国务院外经贸主管部门和有关部门及其工作人员在履行技术进口管理职责中，对所知悉的商业秘密负有保密义务。
Article 23. The competent foreign trade department under the State Council, other relevant departments and the employees thereof shall be under the obligation to keep confidential any trade secret they get to know when performing their functions and duties of technology import and export administration.
第二十四条 技术进口合同的让与人应当保证自己是所提供技术的合法拥有者或者有权转让、许可者。
Article 24. The technology supplying party to a technology import contract shall ensure that he or it is the legitimate owner of the technology supplied or one who has the right to assign or license the technology.
技术进口合同的受让人按照合同约定使用让与人提供的技术，被第三方指控侵权的，受让人应当立即通知让与人；让与人接到通知后，应当协助受让人排除妨碍。
Where the receiving party to a technology import contract is accused of infringement by a third party for using the technology supplied by the supplying party under the contract, the former shall immediately notify the latter; the latter, upon receipt of the notification, shall assist the former in removing the impediment.
技术进口合同的受让人按照合同约定使用让与人提供的技术，侵害他人合法权益的，由让与人承担责任。
Where the receiving party to a technology import contract infringes another person's lawful rights and interests by using the technology supplied by the supplying party, the supplying party shall bear the liability therefore.
第二十五条 技术进口合同的让与人应当保证所提供的技术完整、无误、有效，能够达到约定的技术目标。
Article 25. The supplying party to an technology import contract shall ensure the technology it supplies is complete, accurate, effective and capable of achieving the agreed technical object.
第二十六条 技术进口合同的受让人、让与人应当在合同约定的保密范围和保密期限内，对让与人提供的技术中尚未公开的秘密部分承担保密义务。
Article 26. The receiving and supplying parties to a technology import contract shall be under the obligation to keep confidential the undisclosed part of the technology the supplying party has supplied within the scope of confidentiality and time limit thereof as agreed in the contract.
在保密期限内，承担保密义务的一方在保密技术非因自己的原因被公开后，其承担的保密义务即予终止。
Within the time of confidentiality, the obligation of one party to confidentiality shall terminate immediately after the confidential technology is disclosed for reasons not of his or its own.
第二十七条 在技术进口合同有效期内，改进技术的成果属于改进方。
Article 27. Within the term of validity of a contract for technology import, an achievement made in improving the technology concerned belongs to the party making the improvement.
第二十八条 技术进口合同期满后，技术让与人和受让人可以依照公平合理的原则，就技术的继续使用进行协商。
Article 28. After a technology import contract expires, the technology supplying and receiving parties thereto may negotiate on the continued use of the technology according to the principle of justice and equity.
第二十九条 技术进口合同中，不得含有下列限制性条款：
Article 29. A technology import contract shall not contain any of the following restrictive clauses:
（一）要求受让人接受并非技术进口必不可少的附带条件，包括购买非必需的技术、原材料、产品、设备或者服务；
(1) requiring the receiving party to accept any additional condition unnecessary for the technology import, including buying any unnecessary technology, raw material, product, equipment or service;
（二）要求受让人为专利权有效期限届满或者专利权被宣布无效的技术支付使用费或者承担相关义务；
(2) requiring the receiving party to pay exploitation fee for a technology when the term of validity of the patent right in which has expired or the patent right of which has been invalidated, or to undertake other relevant obligations;
（三）限制受让人改进让与人提供的技术或者限制受让人使用所改进的技术；
(3) restricting the receiving party from improving the technology supplied by the supplying party, or restricting the receiving party from using the improved technology;
（四）限制受让人从其他来源获得与让与人提供的技术类似的技术或者与其竞争的技术；
(4) restricting the receiving party from obtaining technology similar to that supplied by the supplying party from other sources or from obtaining a competing technology;
（五）不合理地限制受让人购买原材料、零部件、产品或者设备的渠道或者来源；
(5) unduly restricting the receiving party from purchasing raw material, parts and components, products or equipment from other channels or sources;
（六）不合理地限制受让人产品的生产数量、品种或者销售价格。
(6) unduly restricting the quantity, variety, or sales price of the products the receiving party produces; or
（七）不合理地限制受让人利用进口的技术生产产品的出口渠道。
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